Halo Investing
PrivateLast Round
Series C
Oct 12, 2021
Total Funding Raised
$118M
Company Overview
Halo Investing operates in FinTech and is based in Chicago, Illinois. Its latest recorded funding round was a Series C round in October 2021.
Halo Investing is a fintech company that provides an investment platform for financial advisors and institutions to access, customize, and manage protective investment solutions such as structured notes, annuities, and buffered ETFs.
Sector
FinTech
Verticals
Investment Platforms, Wealth Management, Financial Data
Business Model
B2B2C
Customer Profile
Marketplace Commission, Services & Consulting
AI Layer
Non-AI
Historical Pricing
Historical view of private secondary pricing and transaction trends.
Halo Investing Comparables
Compare Halo Investing with similar companies based on industry and business-model similarity.
| Company | Similarity | Market Cap |
|---|---|---|
| Luma Financial Technologies | 84% | |
| CAIS | 80% | |
| Futora | 79% |
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Halo Investing Funding Rounds
Historical fundraising activity
| Round | Date | Amount Raised | Valuation | Investors | Sources |
|---|---|---|---|---|---|
| Series C | Oct 12, 2021 | ||||
| Series B | Jun 6, 2019 |
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Key People
Founding team and executive leadership
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Halo Investing Investors
Notable investors and investment history
| Investor | Rounds |
|---|---|
| Piton Investment Management | Series B |
| Owl Capital | Series C |
| Abu Dhabi Catalyst Partners | Series C |
| Allianz Life Ventures | Series C, Series B |
| William Blair & Company | Series B |
Market signals
Structured signals derived from secondary market and firmographic data.
- Apr 21, 2026
Partnering with Ironlight Group to tokenize structured notes on the blockchain.
- Mar 25, 2026
Democratizing access to advanced risk management solutions.
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Halo Investing Filings
Explore SEC and related filing metadata, where available.
| Type | Date | Amount Offered | Amount Sold | Filing | Pages | Download |
|---|
Filing documents are not displayed on this public page. Request access to learn about available coverage.
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Frequently Asked Questions
Common questions about Halo Investing's valuation, stock price, and market status.
Is Halo Investing a public or private company?
Halo Investing is a private company.
What is the current stock price of Halo Investing?
Halo Investing is a private company, so its shares have no public market price. Caplight tracks Halo Investing's secondary market activity and provides MarketPrice™ estimates of its share price to Caplight users.
How much is Halo Investing worth (valuation)?
Valuation information for Halo Investing is not publicly available.
Can I buy Halo Investing stock?
Halo Investing shares may be available on secondary markets subject to transfer restrictions. Caplight facilitates secondary market transactions for accredited investors.
When was Halo Investing's last funding round?
Halo Investing's most recent funding round was Series C on October 12, 2021.
Who are the main investors in Halo Investing?
Key investors in Halo Investing include Owl Capital.
Will Halo Investing IPO soon?
No public IPO plans have been announced for Halo Investing.
How can I track Halo Investing secondary market activity?
Caplight tracks bids, offers, and trades in Halo Investing's shares on secondary markets.