Shield
PrivateLast Round
Series B
Dec 1, 2022
Total Funding Raised
$35M
Momentum
Top 50%
of companies Caplight tracks
Company Overview
Shield is a RegTech company that provides an AI-powered, end-to-end communications compliance and surveillance platform for financial institutions.
Sector
FinTech
Verticals
Compliance & Risk, RegTech, Enterprise Communication, NLP & Conversational AI
Business Model
B2B
Customer Profile
Subscription SaaS
AI Layer
Application
Keywords
Historical Pricing
Historical view of private secondary pricing and transaction trends.
Shield Comparables
Compare Shield with similar companies based on industry and business-model similarity.
| Company | Similarity | Market Cap |
|---|---|---|
| Behavox | 90% | |
| Theta Lake | 86% | |
| SteelEye | 85% |
Shield Funding Rounds
Historical fundraising activity
| Round | Date | Amount Raised | Valuation | Investors | Sources |
|---|---|---|---|---|---|
| Series B | Dec 1, 2022 | ||||
| Series A | Jan 13, 2022 |
Key People
Founding team and executive leadership
Shield Investors
Notable investors and investment history
| Investor | Rounds |
|---|---|
| UBS Group AG | Series B |
| Credit Suisse Asset Management | Series B |
| Macquarie Group | Series A, Series B |
| UBS Next | Series B |
| Mindset Ventures | Series A, Series B |
| Macquarie Capital | Series A, Series B |
Market signals
Structured signals derived from secondary market and firmographic data.
- May 20, 2026
Named to the Deloitte Technology Fast 500 list.
- Mar 26, 2026
Shield Archive enhanced with new capabilities for financial institutions.
Recent news
Latest coverage and updates
- launchesSep 16, 2026
Shield Financial Compliance Ltd launched Shield Model Context Protocol Server on Sep 16th '26.
- recognized_asSep 16, 2026
Shield Financial Compliance Ltd recognized as Top 3 Vendor in the 2025 Gartner (R) Critical Capabilities for Digital Communication Governance and Archiving.
- recognized_asSep 9, 2026
Shield Financial Compliance Ltd recognized as Visionary.
- launchesJun 29, 2026
Shield Financial Compliance Ltd launched two new AI agents to AmplifAI on Jun 29th '26.
Shield Filings
Explore SEC and related filing metadata, where available.
| Type | Date | Amount Offered | Amount Sold | Filing | Pages | Download |
|---|
Filing documents are not displayed on this public page. Request access to learn about available coverage.
Request accessFrequently Asked Questions
Common questions about Shield's valuation, stock price, and market status.
Is Shield a public or private company?
Shield is a private company.
What is the current stock price of Shield?
Shield is a private company with no public stock price. No recent secondary market data is available.
How much is Shield worth (valuation)?
Valuation information for Shield is not publicly available.
Can I buy Shield stock?
Shield shares may be available on secondary markets subject to transfer restrictions. Caplight facilitates secondary market transactions for accredited investors. Visit https://www.caplight.com to learn more.
When was Shield's last funding round?
Shield's most recent funding round was Series B on December 1, 2022.
Who are the main investors in Shield?
Key investors in Shield include Macquarie Group, Macquarie Capital.
Will Shield IPO soon?
No public IPO plans have been announced for Shield.
How can I track Shield secondary market activity?
Caplight tracks bids, offers, and trades for private companies. Visit https://www.caplight.com to monitor Shield's secondary market activity and sign up for updates.