Shield Compliance
PrivateLast Round
Series A
Nov 20, 2019
Est. Valuation
$20M
Total Funding Raised
$10M
Momentum
Top 10%
of companies Caplight tracks
Company Overview
Shield Compliance operates in FinTech and is based in Seattle, Washington. Its latest recorded funding round was a Series A round in November 2019.
Shield Compliance is a fintech company that provides a purpose-built BSA/AML compliance management software solution for financial institutions serving the legal cannabis market.
Sector
FinTech
Verticals
Compliance & Risk, RegTech, Digital Banking
Business Model
B2B
Customer Profile
Subscription SaaS, Services & Consulting
AI Layer
Non-AI
Historical Pricing
Historical view of private secondary pricing and transaction trends.
Shield Compliance Comparables
Compare Shield Compliance with similar companies based on industry and business-model similarity.
| Company | Similarity | Market Cap |
|---|---|---|
| Green Check Verified | 91% | |
| RiskScout | 88% | |
| StandardC | 83% |
For institutional investors. Book with your work email.
Shield Compliance Funding Rounds
Historical fundraising activity
| Round | Date | Amount Raised | Valuation | Investors | Sources |
|---|---|---|---|---|---|
| Series A | Nov 20, 2019 | ||||
| Seed | Mar 1, 2019 |
For institutional investors. Book with your work email.
Key People
Founding team and executive leadership
For institutional investors. Book with your work email.
Market signals
Structured signals derived from secondary market and firmographic data.
- Aug 21, 2026
Monthly visitors increased 48% MoM.
- Jan 6, 2026
Monthly visitors grew 139% MoM, reaching 1.9K.
For institutional investors. Book with your work email.
Shield Compliance Filings
Explore SEC and related filing metadata, where available.
| Type | Date | Amount Offered | Amount Sold | Filing | Pages | Download |
|---|
Filing documents are not displayed on this public page. Request access to learn about available coverage.
Book a demoFor institutional investors. Book with your work email.
Frequently Asked Questions
Common questions about Shield Compliance's valuation, stock price, and market status.
Is Shield Compliance a public or private company?
Shield Compliance is a private company.
What is the current stock price of Shield Compliance?
Shield Compliance is a private company, so its shares have no public market price. Caplight tracks Shield Compliance's secondary market activity and provides MarketPrice™ estimates of its share price to Caplight users.
How much is Shield Compliance worth (valuation)?
Shield Compliance's valuation is estimated at $20.0M based on funding round data.
Can I buy Shield Compliance stock?
Shield Compliance shares may be available on secondary markets subject to transfer restrictions. Caplight facilitates secondary market transactions for accredited investors.
When was Shield Compliance's last funding round?
Shield Compliance's most recent funding round was Series A on November 20, 2019.
Who are the main investors in Shield Compliance?
Investor information for Shield Compliance is not publicly disclosed.
Will Shield Compliance IPO soon?
No public IPO plans have been announced for Shield Compliance.
How can I track Shield Compliance secondary market activity?
Caplight tracks bids, offers, and trades in Shield Compliance's shares on secondary markets.