Zocks
PrivateLast Round
Series B
Jan 26, 2026
Est. Valuation
$266M
Total Funding Raised
$64.3M
Momentum
Top 5%
of companies Caplight tracks
Company Overview
Zocks operates in FinTech and is based in San Francisco, California. Its latest recorded funding round was a Series B round in January 2026.
Zocks is a business/productivity software company that provides a privacy-first AI platform for financial advisors to automate administrative tasks by turning client conversations into structured data.
Sector
FinTech
Verticals
Wealth Management, NLP & Conversational AI, Workflow Automation, Compliance & Risk
Business Model
B2B
Customer Profile
Subscription SaaS
AI Layer
Application
Historical Pricing
Historical view of private secondary pricing and transaction trends.
Zocks Comparables
Compare Zocks with similar companies based on industry and business-model similarity.
| Company | Similarity | Market Cap |
|---|---|---|
| Zeplyn | 85% | |
| Focal | 83% | |
| CogniCor Technologies | 83% |
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Zocks Funding Rounds
Historical fundraising activity
| Round | Date | Amount Raised | Valuation | Investors | Sources |
|---|---|---|---|---|---|
| Series B | Jan 26, 2026 | ||||
| Series A | Mar 6, 2025 | ||||
| Seed | Feb 15, 2024 |
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Key People
Founding team and executive leadership
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Zocks Investors
Notable investors and investment history
| Investor | Rounds |
|---|---|
| Ascend Venture Capital | Seed |
| Global Founders Capital | Seed |
| Entrée Capital | Series A, Series B |
| Entrée Capital | Series A, Series B |
| QED Investors | Series B |
| Illuminate Financial Management | Series B |
| Expanse Venture Partners | Series A, Series B |
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Market signals
Structured signals derived from secondary market and firmographic data.
- Oct 4, 2026
Ranked #1 AI Assistant for Financial Services on G2.
- Oct 3, 2026
Grew 19% QoQ, from 171 to 203 employees.
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Recent news
Latest coverage and updates
- launchesOct 28, 2026
Zocks releases an AI-driven tool that captures client data from conversations and automatically populates paperwork for new accounts.
- partners_withOct 26, 2026
Zocks partners with LPL Financial to expand access to adviser-focused AI tools across both firms on Oct 26th '26.
- partners_withOct 26, 2026
Zocks partners with Founders Financial, Inc. to leverage AI across its technology stack, making the AI platform available through the TRU Enterprise OS to all Member Partners across the United States on Oct 26th '26 in California and Maryland.
- launchesOct 5, 2026
On Sep 30th '26, Zocks launched the Advisor Intelligence plugin for Claude, packaging seven financial-services workflows that let advisors run analyses and create client-ready deliverables from plain-language prompts.
- receives_awardSep 17, 2026
Zocks won the 2026 Wealthies award for AI: Workflow Automation from WealthManagement.com at the 2026 Wealth Management Industry Awards in New York on Sep 10th '26, after being selected from 10 finalists.
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Zocks Filings
Explore SEC and related filing metadata, where available.
| Type | Date | Amount Offered | Amount Sold | Filing | Pages | Download |
|---|
Filing documents are not displayed on this public page. Request access to learn about available coverage.
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Frequently Asked Questions
Common questions about Zocks's valuation, stock price, and market status.
Is Zocks a public or private company?
Zocks is a private company.
What is the current stock price of Zocks?
Zocks is a private company, so its shares have no public market price. Caplight tracks Zocks's secondary market activity and provides MarketPrice™ estimates of its share price to Caplight users.
How much is Zocks worth (valuation)?
Zocks's valuation is estimated at $266.0M based on funding round data.
Can I buy Zocks stock?
Zocks shares may be available on secondary markets subject to transfer restrictions. Caplight facilitates secondary market transactions for accredited investors.
When was Zocks's last funding round?
Zocks's most recent funding round was Series B on January 26, 2026.
Who are the main investors in Zocks?
Key investors in Zocks include QED Investors, Motive Partners, Lightspeed Venture Partners.
Will Zocks IPO soon?
No public IPO plans have been announced for Zocks.
How can I track Zocks secondary market activity?
Caplight tracks bids, offers, and trades in Zocks's shares on secondary markets.